Securities and Exchange Resources
Bowne Newsletters
Use the Bowne Securities Connect Newsletter Archive to retrieve the full text of current and past issues of newsletters from Bowne Publishing at no cost in Adobe Acrobat format. Some include the Bowne Digest for Corporate and Securities Lawyers, Bowne Review for CFO's and Investment Bankers, Bowne Internet Technology Report and the Bowne Edgar & SEC News Update.
URL: http://www.bowne.com/securitiesconnect/archive.asp
EDGAR Database - SEC Filings and Forms
EDGAR Securities and Exchange Commission's Filings and Forms is a large searchable database of corporate financial reports.
URL: http://www.sec.gov/edgar.shtml
EDGAR Online
EDGAR Online is a subscription site that offers a real time, full text, keyword and concept searching of the EDGAR database. Includes a personalized e-mail alert with IPO Express, EDGAR Online People for researching corporate directors and executives and word processing capabilities.
URL: http://www.edgar-online.com/
Financial Industry Regulatory Authority (FINRA)
The Financial Industry Regulatory Authority (FINRA) (formerly the National Association of Securities Dealers) is the largest non-governmental regulator for all securities firms doing business in the United States. FINRA is a trusted advocate for investors, dedicated to keeping the markets fair, ensuring investor choice and proactively addressing emerging regulatory issues before they harm investors or the markets.
URL: http://www.finra.org/index.htm
Global Securities Information
Global Securities Information, a division of West, provides a fee-based service for searching and delivery of EDGAR filings and other SEC information. Cost is $10 to access, then $1 a minute. Also offers a searchable database of no-action letters, and SEC background information.
URL: http://www.gsionline.com/
Hieros Gamos - Securities Law
Hieros Gamos Securities Law focuses on security regulations related to topics including finance, banking and business organization.
URL: http://www.hg.org/trade.html
Lexis One Securities and Exchange
LexisONE provides Internet resources pertaining to Securities and Exchange Law. Sections include: Legal News; Practice Resources; Codes and Statutes; Federal Agencies; Legal Publications; Legal Community; Legal Subject outlines, legal technology and legal research.
URL: http://www.lexisone.com/legalresearch/legalguide/practice_areas/securities_exchange_law.htm
LII - Legal Information Institute - Securities Law
Cornell University's section on Securities and their place in the investment industry.
URL: http://topics.law.cornell.edu/wex/Securities
Secured Transaction Law
Cornell University's section on Secured Transactions.
URL: http://topics.law.cornell.edu/wex/Secured_transactions
Banking Law
Cornell University's section on Banking Law as it applies to state and national regulations.
URL: http://topics.law.cornell.edu/wex/Banking
Trade Regulation
Cornell University's section on Trade Regulation summarizes the term in trade and commerce as it is associated with business activity .
URL: http://topics.law.cornell.edu/wex/Trade_regulation
Municipal Securities Rulemaking Board
The MSRB makes rules regulating dealers in municipal bonds, municipal notes and other municipal securities. View the full text of its rules, interpretive letters and notices. Visitors can search these reports and learn about the reporting process and its requirements.
URL: http://www.msrb.org/msrb1/
National Association of Bond Lawyers
The National Association of Bond Lawyers offers general information about membership, events and publications pertaining to the NABL. Provides an resource library providing access to a full range of municipal finance background materials.
URL: http://www.nabl.org/
Remedies for Wronged Investors
http://www.howardnations.com/reading/wrongedinvestors.html
Paper written by Howard Nations
Securities Class Action Clearinghouse
The Securities Class Action Clearinghouse from Stanford Law School provides detailed and timely information about securities fraud litigation. Offers a full text search engine of filings, judicial opinions, complaints, motions and more and includes links to related information.
URL: http://securities.stanford.edu/
Securities Industry and Financial Markets Association
The Securities Industry and Financial Markets Association is an association of investment banks, broker-dealers and mutual fund companies. Included is sections of Legal & Regulatory and Government Relations which contain letters and exemption requests. Also find detailed information on the SIA, testimony and legislative updates and issues facing the securities industry.
URL: http://www.sifma.org/
SECLaw Bookstore
With SECLaw Bookstore find top recommendations for books on securities fraud and regulation, hedge funds, ETFs, and more. Purchase recommended books on mutual funds, investment and legal compliance.
URL: http://www.seclaw.com/bookstore/booklist.htm
SECLaw - Securities Cases
SECLaw provides a list and summaries of court decisions pertaining to securities law.
URL: http://www.seclaw.com/seccases.htm
SECLaw - Securities Law Letter
Use the SECLaw Secucrities Law Letter to obtain news and opinions on recent developments in securities law from the electronic newsletter published by VGIS communications. Also available as a subscription newsletter.
URL: http://www.seclaw.com/nl/sllcurrent.htm
SEDAR
SEDAR is Canada's answer to EDGAR, SEDAR is a system used for electronically filing most securites-related information with the Canadian securities and regulatory authorities. Offers database of filings, list of profiles, and explanatory materials.
URL: http://www.sedar.com/homepage_en.htm
The Securities Lawyer's Deskbook
The Securities Lawyer's Deskbook (formerly the Center for Corporate Law) is sponsored by the University of Cincinnati College of Law and is designed to be a repository of electronic data for corporate and securities lawyers. Features a full text of the essential federal securities laws, regulations and forms.
URL: http://www.law.uc.edu/CCL/
TRAC - Syracuse University
TRAC is administered by Susan B Long, a Syracuse University professor, the site provides non-partisan, comprehensive statistics and data on federal law enforcement, staffing and spending.
URL: http://trac.syr.edu/
U.S. Securities and Exchange Commission
The U.S. Securities and Exchange Commission administers federal securities laws to protect investors from fraud and abuse. Includes the EDGAR database of corporate financial filings.
URL: http://www.sec.gov/
